2020 Fiduciary Training

2020 Fiduciary Training

2020 has certainly been an eventful year: new legislation, a global pandemic, an election year, market volatility, and new cybersecurity attacks. On Thursday, November 12, 2020, the ML&R Wealth Management Retirement Plan Services team hosted a webinar on Regulatory Updates & Fiduciary Best Practices. ML&R Wealth Management partner and investment advisor, Vanessa McElwrath, and associate, Julie Reinhardt  covered the following topics:

  • Review of recent regulatory changes including those from the SECURE Act and the CARES Act
  • Introduction to the upcoming document restatement cycle for qualified plans
  • Fiduciary review of best practices including ways to avoid an IRS or DOL audit
  • Cybersecurity tips and online safety reminders

A recording of the webinar is included below. You can access the presentation by clicking here.

If we can help with any of these topics, please reach out to us at (512) 370-3296 or retirement@mlrpc.com.

About Author

ML&R Wealth Management

As Chief Compliance Officer, Sarah Wasaff works to keep our department in agreement with SEC regulations. Sarah joined ML&R Wealth Management LLC in 2015. In addition to her role as CCO, Sarah is the Director of Operations and creates processes to make our team function efficiently. SEC compliance is her specialty.

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