As Chief Compliance Officer, Sarah Wasaff works to keep our department in agreement with SEC regulations. Sarah joined ML&R Wealth Management LLC in 2015. In addition to her role as CCO, Sarah is the Director of Operations and creates processes to make our team function efficiently. SEC compliance is her specialty.
Sarah is highly-qualified, holding the prestigious Uniform Investment Adviser Law Examination (Series 65) certification. She works collaboratively with our staff with the utmost professionalism and experience. She is a graduate of the University of Iowa with a Bachelor of Administration in Finance. With a focus on financial compliance, Sarah brings an analytical view to our company.
Prior to joining our team, Sarah was the Operations Manager for the Client Relations department of Baker Botts law firm. Her areas of expertise include budgeting, financial analysis, training, and operations activities for her department.
A Well-Rounded Team
ML&R Wealth Management specializes in collaboratively working as a team to grow your personal portfolio. She brings her own specialized set of expertise to ML&R Wealth Management that assists our staff in providing you the best possible services.
- Wealth Management
- 401(k) Retirement Services
- Business Development
University of Iowa
Bachelor of Business Administration in Finance
Emphasis in Accounting
Current: Financial Literacy Coalition of Central Texas, Volunteer; Meals on Wheels, Volunteer
Past: Leukemia & Lymphoma Society – Light the Night Walk, Walk Team Chair; United Way Week, Committee Member; A Community for Education (ACE) – Literacy Champions, Tutor; Financial Literacy Coalition of Central Texas, Instructor
- Alpha Kappa Psi, Professional Business Fraternity